Search Result

321 - 340 of 740 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?