Search Result

421 - 440 of 937 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose