Search Result

301 - 320 of 937 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing