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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose