Search Result

521 - 540 of 787 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements