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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

COBS 10.1 Application and purpose provisions

As Published: 2007

COBS 10.1 Application and purpose provisions

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous