Search Result

381 - 400 of 525 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PR App 1.1

As Published: 2005

PR App 1.1

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction