Search Result

381 - 400 of 750 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report