Search Result

281 - 300 of 817 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce