Search Result

221 - 240 of 850 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

…

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

…

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…