Search Result

161 - 180 of 813 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications