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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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Similar To

CRED 8.3 Version 1 credit unions

PERG 13.1 Introduction

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 11.5 Form of notification by firms

SUP 13.5 Notices of intention

COBS 4.1 Application

COND 1.2 Purpose

COBS 6.1 Information about the firm and compensation information

PERG 8.7 Engage in investment activity

SUP 8.6 Publication of waivers

SUP 2.1 Application and purpose

SUP 3.8 Rights and duties of auditors

PERG 5.3 Contracts of insurance

REC 6.2 Applications

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

FIT 1.1 Application and purpose

PERG 8.5 In the course of business

COLL 6.9 Independence, names and UCITS business restrictions

PERG 2.4 Link between activities and the United Kingdom