Search Result

601 - 620 of 1002 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE