Search Result

561 - 580 of 873 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

…

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

…

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

…

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

…

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

…

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…