Search Result

501 - 520 of 827 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability