Search Result

421 - 440 of 939 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE