Search Result

381 - 400 of 896 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?