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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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