Search Result

341 - 360 of 757 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries