Search Result

301 - 320 of 757 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds