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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party