Search Result

301 - 320 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom