Search Result

261 - 280 of 855 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications