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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus