Search Result

401 - 420 of 998 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

COBS 3.2 Clients

As Published: 2007

COBS 3.2 Clients

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements