Search Result

821 - 840 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

DTR 3.1

As Published: 2005

DTR 3.1

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles