Search Result

501 - 520 of 977 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose