Search Result

481 - 500 of 912 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity