Search Result

441 - 460 of 862 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans