Search Result

161 - 180 of 795 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments