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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

LR 14.1 Application

As Published: 2005

LR 14.1 Application

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions