Search Result

501 - 520 of 837 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information