Search Result

281 - 300 of 467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund