Search Result

261 - 280 of 928 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction