Search Result

201 - 220 of 328 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.23 Default

As Published: 2001

REC 3.23 Default

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications