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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DISP 1.6 Complaints time limit rules

As Published: 2002

DISP 1.6 Complaints time limit rules

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COBS 16.6 Life insurance contracts – communications to clients

As Published: 2007

COBS 16.6 Life insurance contracts – communications to clients

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise