Search Result

781 - 800 of 940 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application