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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights