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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions