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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

…

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

…

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

…

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

…

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

…

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2007

BIPRU 5.5 Other funded credit risk mitigation

…

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

…

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

…

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

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