Search Result

501 - 520 of 824 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

ICOB 8.1 Application and purpose

As Published: 2007

ICOB 8.1 Application and purpose

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints