Search Result

481 - 500 of 784 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose