Search Result

421 - 440 of 938 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing