Search Result

361 - 380 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction