Search Result

281 - 300 of 719 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose