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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous