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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

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PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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