Search Result

261 - 280 of 940 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

ICOB 8.1 Application and purpose

As Published: 2007

ICOB 8.1 Application and purpose

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading