Search Result

141 - 160 of 430 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings