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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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Similar To

PRIN 4.1 Principles: MiFID business

DISP 1.10 Complaints reporting rules

COLL 8.4 Investment and borrowing powers

COLL 3.2 The instrument constituting the scheme

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

GEN 2.2 Interpreting the Handbook

SUP 15.5 Core information requirements

BIPRU 3.2 The central principles of the standardised approach to credit risk

CASS 5.5 Segregation and the operation of client money accounts

COLL 3.3 Units

LR 10.8 Miscellaneous

GEN 6.1 Insurance against financial penalties

DEPP 7.2 Interviews

SUP 16.10 Verification of standing data

REC 2.15 Discipline

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 9.2 Requirements with continuing application

LR 5.2 Cancelling listing

BIPRU 7.10 Use of a Value at Risk Model

REC 5.2 Application process